Investment Management - Front Office

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About the Course

  • Curriculum - This course equips students with the essential knowledge about securities operations and the life cycle of a trade. We delve deeper than just the basics, exploring the "why" and "how" behind each business process, supported by real-world examples. We'll cover investment management, trading, post-trade processes, and securities servicing, going beyond the basics to understand the business applications, functional features, architecture, and data that underpin them. Full curriculum details are available upon clicking Enroll.

    Engage in meaningful discussions with industry professionals. We'll equip you with the knowledge to discuss transformation opportunities and industry trends confidently by providing in-depth insights into the core capital markets domain.
  • Learning Content Delivery and Live Office hours - Master the core capital markets topics in just 20 days.  Deepen your learning with interactive live office hours. Get invited to monthly office hours where we'll address your questions and provide insights from real-world projects and industry experts.
  • Get Certified Mondayskills.com is building a database of vetted talent within the BFSI industry. Once you complete the course you will have the opportunity to acquire Capital Market professional  certification from SkillBoard - USA (check certification and eligibility on www.skillboard.org). We will provide you one pre-paid voucher (valid for two month from the date purchase of this course) that can be used to book your Skill Board certification exam. 

Meet Your Instructor

Ajit has 20+ years of experience working in the Capital Markets Business Operations, IT services and consulting. As a Partner and Practice Head of Wipro Asset & Wealth Management Practice he led a team of 250+ securities and capital markets business analysts and domain consultants. During his tenure at Wipro Ajit has worked on 50+ technology and functional consulting engagements with Custody Banks, Asset Management Firms, Brokerages, and Investment Banks across US and Europe. Ajit holds an Engineering degree with MBA in Finance.

Ajit Nair

Ex Practice Head, Wipro

Course curriculum

    1. Introduction to Capital Markets

      FREE PREVIEW

    2. Comparison - Investment Bank V/S Investment Management firms

      FREE PREVIEW

    3. Primary & Secondary Markets

      FREE PREVIEW

    4. Buy Side V/s Sell Side Firms

    5. Market Participants - Issuers

    6. Market Participants - Investment Banks

    7. Market Participants- Broker Dealers

    8. Market Participants - Investors

    9. Securities Market Ecosystem - Trading Venues

    10. Securities Market Ecosystem - Clearing House, Depository and Custodian

    11. Securities Data Providers

    12. Regulators

    13. Closing comments

    14. Quiz - Market Participants

    1. Day 2 - Intro

    2. Introduction to Investment Instruments

    3. Equities

    4. Fixed Income Securities

    5. Mortgage Backed Securities

    6. Asset Backed Securities

    7. Debt Securities - Day Count Convention

    8. Risk in Fixed Income Securities

    9. Derivatives

    10. Quiz - Investment Instruments

    1. Introduction to Client Onboarding & Static data setup

    2. Regulatory Onboarding

    3. Functional Architecture - KYC Platform

    4. Static Data setup

    5. Static data set up screen mockup

    6. Quiz - Client Onboarding

    1. Introduction - Reference Data & Market Data

    2. Introduction - Securities Reference data

    3. Instrument Data

    4. How Reference data is created

    5. Source of Reference data - Netflix IPO document

    6. Entity Data

    7. Reference data system - Data feed processing

    8. Functional Architecture - Reference data system

    9. Understanding Market Data

    10. Market Data Journey

    11. Reference data & Market Data quiz

    1. Introduction to Front Office

    2. Investment Research

    3. Investment Research - Fundamental Analysis

    4. Investment Strategies - Institutional Asset Managers

    5. Investment Strategies - Hedge Funds

    6. Model Management

    7. Role of IT in Inv Research and Model Management

    8. Front Office Quiz

    1. Introduction

    2. Investment Management Models1 - Outsourced CIO & Fiduciary Management

    3. Investment Management Models 2 - Inhouse Management & Consultant model

    4. Investment Management services marketing

    5. Investment Management deal process

    6. Investment Policy Statement

    7. Portfolio Construction

    8. Portfolio Management System

    9. Pretrade Compliance

    10. Pretrade Compliance Rules Engine

    11. Quiz - Front Office 2

About this course

  • $149.00
  • 72 lessons
  • 7 hours of video content